Services

Off-site Data Backup

The most secure automated off-site data backup service currently available.  Backup Direct is ideal for businesses that need to store data away from their own premises in order to meet any compliance or insurance company requirements.

Document Scanning & Archiving

For businesses that generate a lot of paperwork that needs to be stored for long periods, Scanning Direct offers a secure document scanning service, turning archive paperwork into a series of fully indexed and readily accessible DVD disks.

Web Development

The Riplingham Group has a team of experienced designers and programmers who plan, design, build and support web sites ranging from small business promotional projects, right through to large scale e-commerce and business to business trading systems.

Compliance Consultants

The Compliance Consortium group can call upon a team of Compliance professionals who provide bespoke, cost-effective services and support to a wide variety of Financial Services Firms, specialising particularly in intermediaries of all sizes and disciplines.

Marketing Consultancy

If you’re considering revising your corporate image, updating your brochures, or organising an exhibition, Rococo Design & Marketing can offer you a single source solution to all those needs, with all aspects co-coordinated by one of our experienced project managers.

The Compliance Consortium

Compliance professionals with over 100 years of collective experience, we pride ourselves on providing a cost effective and bespoke service to all our clients. Although we undertake a wide variety of work, we specialise in the needs of intermediaries of all disciplines, whether large or small, whether network or directly authorised firms.

Our services include:

Ongoing Compliance Consultancy & Support
On any or all aspects of your firm’s Compliance/T&C functions.  Monthly, quarterly, half-yearly & annual programs tailored to your firm’s needs.

Comprehensive General Audits
Including the Compliance, T&C, Recruitment, Personnel, Financial Promotions, Complaint handling, Sales, Management, Record Keeping, Systems & Controls elements of your firm’s operations.

Impartial Complaints Handling
Undertaking the investigation, assessment and settlement of complaints & claims against your firm, including liaison with FOS, PI Insurers and the FSA.

Financial Promotions Handling
Including drafting, vetting and impartial assessment of your firm’s financial promotions material.

Training & Competence
Including drafting, implementation and Audit of your firm’s T&C Scheme.

Compliance Training
Procuring or providing general or focussed Compliance training for your staff.

Support for FSA Themed/Arrow Visits
Including pre-visit preparation, post-visit remedial work and “skilled-persons” (S.166 FSMA) projects under FSA supervision.

Support on Regulatory Discipline and associated Legal Action
- Including direct access to specialist barristers and solicitors in the financial services and related fields.

Assistance with FSA Authorisation
- Including preparation for, and supervision of the Application process and provision of the necessary procedures, documentation and aftercare.

Secure Document Library
- Access to our on-line Secure Document Library where you can download all the bespoke procedures and documents for your business.

Compliance Services